Links


ADMINISTRATIVE:

To make an appointment for an exam, you may call either Thompson-Prometric at (800) 578-6273 or Pearson VUE at (866) 396-6273 after your
U-10 test form has been submitted. For more information, including testing center locations, click on one of the following links:

Need a test application form U-10? Click here.

FUTURES:

Consulting Firms – Educational:

Regulatory:

Firms that set up Futures I/Bs and Offer Clearing Services:

  • EFG Group
  • MF Global — Jeff Gilfillan (800) 203-2805 or (312) 528-3245 Execution Service

SECURITIES:

Regulatory:

Exchanges:

OTHER: